23 OKR examples for Compliance

Writing good OKRs can be hard, especially if it's your first time doing it. You'll need to center the focus of your plans around outcomes instead of projects.

We have curated a selection of OKR examples specifically for Compliance to assist you. Feel free to explore the templates below for inspiration in setting your own goals.

If you want to learn more about the framework, you can read more about the OKR meaning online.

Best practices for OKR

Your objectives should be ambitious, but achievable. Your key results should be measurable and time-bound. It can also be helfpul to list strategic initiatives under your key results, as it'll help you avoid the common mistake of listing projects in your KRs.

Building your own OKRs with AI

While we have some examples below, it's likely that you'll have specific scenarios that aren't covered here. There are 2 options available to you.

- Use our free OKRs generator
- Use Tability, a complete platform to set and track OKRs and initiatives – including a GPT-4 powered goal generator

How to track OKRs

Your quarterly OKRs should be tracked weekly in order to get all the benefits of the OKRs framework.

Spreadsheets are enough to get started. Then, once you need to scale you can use a proper OKRs-tracking platform to make things easier.

We recommend Tability for an easy way to set and track OKRs with your team.

Check out the 5 best OKR tracking templates to find the best way to monitor progress during the quarter.

Compliance OKRs templates

The examples have Compliance Objectives and Key Results, but they may also include the tasks that can help you get there.

OKRs to improve compliance reviews process

  • ObjectiveImprove compliance reviews process
  • Key ResultImplement at least 3 automation tools to streamline compliance review processes
  • TaskEvaluate the compatibility and effectiveness of the identified automation tools
  • TaskTrain employees on using the newly implemented automation tools for compliance review
  • TaskSelect and implement three automation tools for the compliance review processes
  • TaskResearch automation tools for compliance review processes
  • Key ResultReduce average time to complete a compliance review by 20%
  • Key ResultIncrease compliance review completion rate to 95%
  • Key ResultEnsure 100% adherence to compliance policies and procedures during reviews
  • TaskProvide regular training sessions to employees on compliance policies and procedures
  • TaskCreate a comprehensive and easy-to-understand compliance policies and procedures manual
  • TaskEstablish consequences for non-adherence to compliance policies and procedures
  • TaskImplement a system for regular reviews and audits of compliance processes
Turn OKRs into a Strategy Map

OKRs to enhance processes to support accurate and timely compliance reporting

  • ObjectiveImprove accuracy and efficiency of compliance reporting processes
  • Key ResultAchieve 100% on-time submission of compliance reports through improved project management and accountability
  • TaskImplement consequences for missed deadlines
  • TaskAssign individual responsibility for each report
  • TaskDevelop clear project timeline with deadlines
  • TaskConduct regular progress review meetings
  • Key ResultReduce compliance reporting errors by 20% through improved data gathering and validation
  • TaskImplement automated data validation processes
  • TaskEstablish clear data entry and reporting protocols for all stakeholders
  • TaskConduct regular audits of compliance data for accuracy
  • TaskTrain compliance reporting team on proper data gathering techniques
  • Key ResultIncrease compliance reporting accuracy by 15% through staff training and quality control checks
  • TaskEstablish quality control checks for compliance reporting procedures
  • TaskReview and revise reporting templates, instructions, and documentation to reduce errors
  • TaskDevelop and implement a comprehensive staff training program
  • TaskProvide ongoing coaching and feedback to staff to improve accuracy
  • Key ResultImplement automated compliance reporting processes to reduce reporting time by 30%
  • TaskImplement automation tools and procedures to streamline reporting
  • TaskTest and optimize automated compliance reporting process
  • TaskIdentify compliance reporting requirements
  • TaskAssess current reporting process and areas of improvement

OKRs to implement and maintain SOCII compliance measures

  • ObjectiveEnsure ongoing SOCII compliance
  • Key ResultConduct regular testing and auditing to assess SOCII compliance status
  • Key ResultTrain and educate all relevant teams on SOCII compliance regulations and best practices
  • Key ResultMonitor and promptly address any SOCII compliance gaps or violations identified
  • TaskEstablish a dedicated team to promptly address and resolve any identified SOCII compliance issues
  • TaskImplement corrective measures to address identified SOCII compliance gaps promptly
  • TaskConduct regular audits to identify any SOCII compliance gaps or violations
  • TaskMaintain a vigilant monitoring system to detect any new SOCII compliance violations
  • Key ResultImplement and maintain necessary controls and processes to meet SOCII requirements
  • TaskConduct initial assessment of current controls and processes to identify gaps
  • TaskDevelop and document new controls and processes to fulfill SOCII requirements
  • TaskRegularly monitor and evaluate controls and processes to ensure ongoing compliance
  • TaskTrain and educate employees on the importance and execution of SOCII controls

OKRs to provide ongoing compliance training and education to all employees

  • ObjectiveImprove compliance knowledge and adherence
  • Key ResultConduct monthly audit and review of compliance improvement with department managers
  • TaskDiscuss identified compliance gaps with department managers
  • TaskSchedule monthly compliance improvement audits with department managers
  • TaskDevelop and implement corrective action plans to improve compliance
  • TaskReview current compliance performance for all departments
  • Key ResultIncrease employee certification success rate by 20%
  • TaskImplement personalized study plans
  • TaskFacilitate group study sessions
  • TaskOffer practice exams and feedback
  • TaskProvide access to study materials
  • Key ResultLaunch 2 e-learning modules covering mandatory compliance regulations
  • TaskDevelop content for e-learning modules and ensure accuracy with legal team
  • TaskIdentify mandatory compliance regulations to be covered in e-learning modules
  • TaskTrain and disseminate e-learning modules to all employees, including tracking completion rates
  • TaskDesign user-friendly interface and incorporate interactive elements into e-learning platform
  • Key ResultConduct monthly training sessions with active participation of 90% of employees
  • TaskSchedule monthly training sessions for all employees
  • TaskSolicit feedback from employees to improve future training sessions
  • TaskCreate engaging training materials with interactive components
  • TaskMonitor participation rates and follow up with non-participants

OKRs to ensure compliance and adaptability of Finance department for long-term success

  • ObjectiveEnsure compliance and adaptability of Finance department for long-term success
  • Key ResultIdentify and prioritize areas for automation and digitization within the Finance department
  • Key ResultImplement updated financial policies and procedures to meet regulatory requirements
  • TaskRevise and update financial policies and procedures to align with regulatory standards
  • TaskConduct a comprehensive review of existing financial policies and procedures
  • TaskIdentify gaps between existing policies and regulatory requirements
  • TaskCommunicate and train employees on the updated financial policies and procedures
  • Key ResultTrain all Finance department staff on new compliance protocols and best practices
  • TaskSchedule a training session for all Finance department staff
  • TaskConduct role-playing exercises to practice implementing the best practices
  • TaskAssess the knowledge and understanding of staff through a post-training evaluation
  • TaskDevelop training materials and resources for the new compliance protocols
  • Key ResultDevelop a roadmap for integrating emerging technologies to future-proof Finance operations

OKRs to ensure compliance through complete closing of audit findings for data governance

  • ObjectiveEnsure compliance through complete closing of audit findings for data governance
  • Key ResultAchieve 100% closure of existing data governance audit findings
  • TaskImplement corrections and verify completion
  • TaskReview all existing data governance audit findings
  • TaskDevelop a detailed rectification plan
  • Key ResultConduct two training sessions on data governance improvements and achieve 90% staff attendance
  • Key ResultImplement improvements highlighted from audit findings in 80% of relevant areas
  • TaskTrack and document all changes made
  • TaskIdentify areas needing improvement from audit findings
  • TaskPrioritize implementing changes in 80% of these areas

OKRs to achieve 100% compliance with relevant industry regulations and standards

  • ObjectiveEnsure regulatory compliance in all operations
  • Key ResultEstablish a system for continuous monitoring and reporting of compliance status
  • TaskDefine metrics to track compliance
  • TaskSchedule regular compliance audits
  • TaskEstablish communication protocol for reporting
  • TaskDesign compliance reporting dashboard
  • Key ResultAchieve 100% compliance with all relevant regulations and standards
  • TaskStay up-to-date with changes to regulations and standards
  • TaskConduct regular audits to ensure compliance
  • TaskProvide ongoing training to employees
  • TaskImplement measures to address non-compliance
  • Key ResultDevelop and implement an updated compliance training program for all employees
  • TaskLaunch new compliance training program online and in-person
  • TaskEvaluate effectiveness of updated program through employee feedback and assessments
  • TaskConduct a needs assessment to identify compliance training gaps
  • TaskCreate new, engaging training materials for all job functions
  • Key ResultConduct a full audit of all operations and identify areas of regulatory risk
  • TaskIdentify gaps in compliance procedures and create action plan
  • TaskReview each operation for compliance risks
  • TaskConduct training on regulations and compliance procedures
  • TaskEvaluate existing controls and their effectiveness

OKRs to identify and address all existing compliance gaps

  • ObjectiveEnsure complete compliance across all areas of operation
  • Key ResultImplement necessary changes to meet compliance requirements and standards
  • TaskTrain employees on compliance requirements and provide ongoing education
  • TaskRegularly review and update compliance program to ensure adherence to changing standards
  • TaskConduct compliance assessment for internal processes and procedures
  • TaskDevelop and implement a compliance program with clear policies and procedures
  • Key ResultTrain all employees and contractors on compliance policies and protocols
  • TaskDevelop compliance training curriculum and materials
  • TaskSchedule and deliver training sessions for all employees and contractors
  • TaskRegularly update and refresh training materials and curriculum
  • TaskObtain signed acknowledgments of receipt and understanding from all trainees
  • Key ResultConduct a thorough audit of all compliance policies and processes
  • TaskUpdate and communicate revised policies/processes to all relevant personnel
  • TaskAddress any gaps or weaknesses identified during evaluation
  • TaskIdentify all compliance policies and processes
  • TaskEvaluate effectiveness of current policies/processes
  • Key ResultRegularly review and update compliance measures based on industry standards and regulations
  • TaskImplement necessary updates to comply with regulations
  • TaskKeep up-to-date with relevant industry standards and regulations
  • TaskIdentify areas for improvement
  • TaskEvaluate existing compliance measures

OKRs to achieve compliance with industry standards and regulations

  • ObjectiveAttain regulatory compliance with industry standards
  • Key ResultPass all required audits with no major findings or violations
  • Key ResultAchieve 100% compliance with all applicable regulations and standards
  • Key ResultImplement and maintain a comprehensive compliance monitoring program
  • Key ResultTrain 100% of staff on updated compliance policies and procedures

OKRs to streamline financial application processes through process orchestration

  • ObjectiveStreamline financial application processes through process orchestration
  • Key ResultDecrease average process execution time by 20% compared to previous quarter
  • Key ResultAchieve 100% compliance with regulatory requirements in financial process orchestration
  • TaskImplement necessary process changes and updates to ensure 100% compliance
  • TaskIdentify gaps in regulatory compliance and develop corrective action plans
  • TaskContinuously monitor and evaluate the effectiveness of the revised financial process orchestration
  • TaskConduct a thorough review of current financial process orchestration practices
  • Key ResultEnsure process orchestration platform uptime of 99.9% for seamless application integration
  • TaskConduct regular disaster recovery tests to ensure seamless application integration in case of failures
  • TaskRegularly update and patch the process orchestration platform for improved stability and performance
  • TaskImplement a proactive monitoring system to quickly identify and resolve potential issues
  • TaskSet up a redundant infrastructure for the process orchestration platform
  • Key ResultIncrease cross-application data integration rate to 95% for financial processes
  • TaskConduct a thorough audit to identify barriers to cross-application data integration
  • TaskContinuously monitor and refine integration processes to ensure high data integration rate
  • TaskProvide comprehensive training to employees on using integrated data systems effectively
  • TaskImplement standardized data formats and protocols to streamline data integration processes

OKRs to implement a robust compliance training program

  • ObjectiveImplement a robust compliance training program
  • Key ResultDesign and launch comprehensive training modules for 90% of employees by end of quarter
  • TaskIdentify necessary knowledge areas for training module design
  • TaskDevelop comprehensive training programs for identified areas
  • TaskDeploy training modules for use by employees
  • Key ResultAchieve 80% passing scores in post-training assessments
  • TaskRegularly monitor and feedback on trainee performance
  • TaskDevelop comprehensive study materials for post-training review
  • TaskImplement consistent tutoring or study sessions
  • Key ResultReceive positive feedback (at least 75% satisfaction rate) from the participants
  • TaskEncourage participants to provide feedback
  • TaskDevelop engaging, relevant content for participants
  • TaskContinually improve based on feedback received

OKRs to obtain ISO 27001 certification

  • ObjectiveAchieve ISO 27001 certification
  • Key ResultAddress all identified non-conformities and implement corrective actions promptly
  • TaskMonitor the progress of implemented corrective actions and report any deviations promptly
  • TaskDevelop a corrective action plan outlining steps to resolve each non-conformity
  • TaskReview and document all identified non-conformities from the assessment
  • TaskAssign responsible individuals to execute the corrective actions within specified timelines
  • Key ResultPass the external audit with no major findings and obtain ISO 27001 certification
  • TaskConduct regular internal audits to ensure ongoing compliance with ISO 27001 requirements
  • TaskWork closely with external auditors to address any findings and promptly resolve them
  • TaskImplement necessary security controls and procedures to address identified gaps
  • TaskReview existing security controls and identify gaps or areas for improvement
  • Key ResultConduct a successful internal audit to ensure compliance with ISO 27001 requirements
  • TaskDevelop and implement corrective actions for identified non-compliance issues
  • TaskConduct interviews and surveys to gather feedback from employees on compliance practices
  • TaskAssess and document the effectiveness of existing security controls
  • TaskReview and update company policies to align with ISO 27001 requirements
  • Key ResultImplement necessary security controls to comply with ISO 27001 standards

OKRs to enhance internal controls for a zero-deficiency internal audit

  • ObjectiveEnhance internal controls for a zero-deficiency internal audit
  • Key ResultTrain all relevant personnel on the updated internal control processes
  • TaskIdentify personnel requiring updated controls training
  • TaskSchedule training sessions for identified personnel
  • TaskConduct evaluation post-training for effectiveness
  • Key ResultSuccessfully pass the internal audit with zero major findings
  • TaskConduct pre-audit checks to identify potential issues
  • TaskRegularly review and update company policies and procedures
  • TaskTrain staff on audit procedures and expectations
  • Key ResultImplement 100% of internal control recommendations from the previous audit
  • TaskReview past audit's internal control recommendations
  • TaskCreate an implementation plan for all recommendations
  • TaskCarry out the implementation plan effectively

OKRs to successfully launch a venture capital fund

  • ObjectiveSuccessfully launch a venture capital fund
  • Key ResultIdentify and establish connections with at least 50 potential portfolio startups
  • TaskSet up follow-up meetings with interested startups
  • TaskSend introductory emails to identified startups
  • TaskResearch contact details of potential portfolio startups
  • Key ResultSecure investment commitments worth $20 million from initial seed investors
  • TaskResearch and identify potential seed investors
  • TaskArrange meetings with prospective investors
  • TaskCraft business proposal highlighting potential returns
  • Key ResultSet up legal and compliance standards for fund operations
  • TaskIdentify relevant local and international laws for fund operations
  • TaskDevelop a comprehensive compliance framework addressing these laws
  • TaskTrain employees on new legal and compliance standards

OKRs to achieve ISO 27001 certification with an action plan

  • ObjectiveAchieve ISO 27001 certification with an action plan
  • Key ResultDevelop and implement necessary policies and procedures to align with ISO 27001 standards
  • TaskDevelop new policies and procedures to meet ISO 27001 standards
  • TaskCommunicate and train employees on the new policies and procedures
  • TaskConduct a gap analysis to identify policy and procedure gaps
  • TaskRegularly review and update policies and procedures to ensure compliance with ISO 27001
  • Key ResultConduct a comprehensive gap analysis to identify all compliance requirements
  • Key ResultSuccessfully pass the external ISO 27001 certification audit conducted by a certified auditor
  • TaskUpdate and document all necessary processes and procedures in accordance with ISO 27001
  • TaskConduct a comprehensive review of the ISO 27001 standard requirements and guidelines
  • TaskImplement a risk management framework aligned with the ISO 27001 requirements
  • TaskTrain employees on ISO 27001 procedures and their roles in maintaining compliance
  • Key ResultTrain all employees on information security awareness and best practices

OKRs to implement effective vulnerability management processes

  • ObjectiveStrengthen our vulnerability management procedures
  • Key ResultReduce high-priority vulnerabilities by 30% through consistent scanning and patching
  • Key ResultTrain all employees on vulnerability management best practices and create an awareness program
  • Key ResultImplement a continuous vulnerability scanning process for all systems and applications
  • Key ResultDevelop and implement a comprehensive vulnerability management policy based on industry standards

OKRs to enhance risk management approaches in our tech organization

  • ObjectiveEnhance risk management approaches in our tech organization
  • Key ResultTrain 90% of staff on updated risk management protocols by end of quarter
  • TaskIdentify staff needing training on risk management protocols
  • TaskSchedule and organize training sessions for identified staff
  • TaskMonitor and track staff training progress
  • Key ResultReduce operational risk instances by 30% through revised preventive measures
  • TaskConduct regular risk assessment trainings for staff
  • TaskConduct a thorough review of existing preventative measures
  • TaskDevelop and implement improved safety protocols
  • Key ResultImplement newly designated risk management software accurately within all departments
  • TaskEnsure software compatibility with existing department systems
  • TaskTrain all department heads on new risk management software
  • TaskMonitor and address issues during software integration period
  • Key ResultAchieve at least 90% compliance with new risk mitigation strategies across all divisions
  • TaskTrain all division heads on new risk mitigation strategies
  • TaskCreate measurable, division-specific compliance objectives
  • TaskMonitor and report compliance regularly for accountability

OKRs to enhance the Precision of Collected Data

  • ObjectiveEnhance the Precision of Collected Data
  • Key ResultTrain team on advanced data handling techniques to reduce manual errors by 40%
  • TaskSchedule dedicated training sessions for the team
  • TaskIdentify suitable advanced data handling courses or trainers
  • TaskOrganize routine follow-ups for skill reinforcement
  • Key ResultImplement a data validation process to decrease errors by 25%
  • TaskDevelop stringent data validation protocols/rules
  • TaskTrain team members on new validation procedures
  • TaskIdentify current data input errors and their sources
  • Key ResultDevelop and enforce a 90% compliance rate to designated data input standards
  • TaskConduct regular compliance audits
  • TaskDevelop training programs on data standards
  • TaskImplement benchmarks for data input protocol adherence

OKRs to increase effectiveness of fraud detection systems

  • ObjectiveIncrease effectiveness of fraud detection systems
  • Key ResultTrain staff on improved systems to ensure 100% compliance within the quarter
  • TaskSchedule comprehensive training sessions on improved systems
  • TaskOrganize evaluation to confirm complete compliance
  • TaskMonitor staff progress and address any issues
  • Key ResultReduce false positives rate by 10%
  • TaskImplement machine learning algorithms to improve detection accuracy
  • TaskRegularly review and adjust error thresholds
  • TaskRefine selection criteria and verification policies
  • Key ResultIncrease detection algorithm accuracy by at least 15%
  • TaskRevise existing detection algorithm for improved accuracy
  • TaskImplement more rigorous algorithm testing methods
  • TaskGather comprehensive dataset for better training

OKRs to attain ISO 27001 certification

  • ObjectiveAchieve ISO 27001 certification
  • Key ResultImplement necessary controls and measures to address identified risks and improve information security
  • TaskRegularly monitor and test the effectiveness of implemented controls and measures
  • TaskEstablish strong access controls and authentication mechanisms to protect sensitive information
  • TaskConduct a comprehensive risk assessment to identify vulnerabilities and potential threats
  • TaskDevelop and implement security policies and procedures based on the identified risks
  • Key ResultTrain all employees on information security policies and procedures to ensure compliance
  • TaskDevelop a comprehensive training program on information security policies and procedures
  • TaskConduct mandatory training sessions for all employees on information security policies and procedures
  • TaskProvide all employees with updated written materials outlining information security policies and procedures
  • TaskRegularly assess and evaluate employees' understanding of information security policies and procedures
  • Key ResultConduct a comprehensive risk assessment to identify gaps in information security practices
  • TaskDevelop action plans to address and close the identified gaps in information security practices
  • TaskIdentify potential vulnerabilities and weaknesses in the existing information security infrastructure
  • TaskReview current information security practices and policies
  • TaskAssess the potential impact of identified risks on the organization's information and data
  • Key ResultSuccessfully pass the ISO 27001 certification audit conducted by an accredited external body
  • TaskAddress any identified gaps or weaknesses in the information security controls
  • TaskPrepare and organize all required documentation and evidence for the audit process
  • TaskImplement necessary improvements to align with ISO 27001 requirements and best practices
  • TaskConduct a thorough internal review of all information security controls and processes

OKRs to implement and maintain a comprehensive data protection program

  • ObjectiveStrengthen data protection program
  • Key ResultEnsure compliance with relevant data protection laws and regulations
  • TaskRegularly review and update data protection practices
  • TaskDevelop and implement policies and procedures for compliance
  • TaskIdentify all applicable data protection regulations
  • TaskTrain employees on data protection laws and regulations
  • Key ResultConduct a thorough risk assessment and mitigation plan
  • Taskcreate contingency plan
  • Taskdevelop mitigation strategies
  • Taskassess likelihood and impact
  • Taskidentify potential risks
  • Key ResultImplement regular employee training and awareness programs
  • TaskSchedule regular training sessions
  • TaskIdentify training needs and design a program
  • TaskEvaluate program effectiveness and make necessary improvements
  • TaskEncourage employee participation and reward progress
  • Key ResultRegularly review and update data protection policies and procedures
  • TaskTrain employees on updated policies and procedures
  • TaskDocument all data protection policies and procedures
  • TaskRegularly audit adherence to policies and procedures
  • TaskAssign responsibility for policy and procedure review and updates

OKRs to drive successful implementation of relevant alliance principles

  • ObjectiveDrive successful implementation of relevant alliance principles
  • Key ResultIncrease revenue generated through alliance activities by 10% compared to previous quarter
  • Key ResultImprove cross-functional collaboration within the alliance, measured by a 15% increase in joint projects
  • Key ResultIncrease alliance partner satisfaction by 20% based on quarterly feedback survey
  • Key ResultAchieve 95% adherence to alliance guidelines and best practices in all initiatives
  • TaskImplement a monitoring system to track adherence to alliance guidelines and best practices
  • TaskProvide ongoing support and resources to alliance members for implementing best practices
  • TaskConduct regular training sessions focused on alliance guidelines and best practices
  • TaskConduct regular audits to assess adherence to alliance guidelines and best practices

OKRs to improve control oversight for "Mc transformation"

  • ObjectiveImprove control oversight for "Mc transformation"
  • Key ResultTrain team on updated control processes to ensure compliance
  • TaskReview and discuss the changes and updates in control processes
  • TaskOrganize a training session on the updated control processes
  • TaskMonitor and evaluate team members' understanding and application of new processes
  • Key ResultImplement new control procedures to enhance oversight efficiency
  • TaskIdentify weaknesses in current control procedures and areas for improvement
  • TaskDevelop new, more efficient oversight procedures and protocols
  • TaskTrain staff on new control procedures and ensure correct implementation
  • Key ResultConduct monthly audits on transformation progress to identify control gaps
  • TaskAnalyze recent transformation progress reports
  • TaskIdentify and document any control gaps found
  • TaskDevelop plans to address control gaps

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